Robert S. Gordon

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CRD#: 225889

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Sidney Gordon was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1956. Robert had worked at 12 firms and has passed the Series 63 and PC exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 8, 2010 - January 17, 2012

POINT WINDWARD ADVISORS, INC.

RIA

CRD#: 110457

NEW YORK, NY

Past

December 11, 2009 - March 18, 2010

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

May 14, 2004 - December 14, 2009

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

August 5, 2003 - May 17, 2004

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

June 19, 2000 - July 24, 2003

GAGNON SECURITIES, LLC

CRD#: 103727

NEW YORK, NY

Past

January 25, 2000 - September 26, 2000

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

November 9, 1977 - January 31, 2000

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

NEW YORK, NY

Past

June 1, 1976 - December 3, 1977

JOSEPHTHAL & CO., INC.

CRD#: 3227

Past

February 19, 1975 - June 27, 1976

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Past

March 11, 1974 - February 28, 1975

ADVEST, INC.

CRD#: 10

Past

July 3, 1972 - June 4, 1974

SARTORIUS & CO.

CRD#: 743

Past

February 1, 1971 - May 28, 1972

HAYDEN STONE INC.

CRD#: 972

Past

May 29, 1956 - March 28, 1971

RALPH E. SAMUEL & CO.

CRD#: 3263

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINT WINDWARD ADVISORS, INC.

BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 9/6/1977

AMEX Put and Call Exam

Current Firm

POINT WINDWARD ADVISORS, INC.

BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

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Contact information

Main Address

880 Third Ave 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 350-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEECH HILL ADVISORS BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 358,565,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Gordon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BEECH HILL SECURITIES, INC.

AXIOM CAPITAL MANAGEMENT, INC.

BEECH HILL SECURITIES, INC.

GAGNON SECURITIES, LLC

HERZOG, HEINE, GEDULD, LLC

GILDER GAGNON HOWE & CO. LLC

JOSEPHTHAL & CO., INC.

FINANCIAL SQUARE PARTNERS

ADVEST, INC.

SARTORIUS & CO.

HAYDEN STONE INC.

RALPH E. SAMUEL & CO.

Primary Firm SEC Registration

POINT WINDWARD ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/1980

PC

Date: 9/6/1977

Current Firm

POINT WINDWARD ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINT WINDWARD ADVISORS, INC.

TRUST BUT VERIFY

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