Clinton M. Cooper

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CRD#: 2258819

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clinton Matthew Cooper was a registered financial professional .

Clinton is a previously registered financial professional and started their career in finance in 1992. Clinton had worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) COUGAR FINANCIAL SERVICES. INVESTMENT-RELATED. ADDRESS: 8362 PINES BLVD #303, PEMBROKE PINES, FL 33024. NATURE: DBA FOR INSURANCE SALES, INCOME TAX PREP. POSITION: OWNER. START DATE: 2002. HOURS DEVOTED PER MONTH: 5 (DBA). DUTIES: DBA FOR INSURANCE AND ANNUITY SALES THROUGH VALUTEACHERS; SUPERVISORY ROLE OVER INCOME TAX PREPARATION SERVICES. (2) VALUTEACHERS. INVESTMENT-RELATED. ADDRESS: 90 FORT WADE RD, SUITE 116, PONTE VEDRA, FL 32081. NATURE: INSURANCE SALES. POSITION: INSURANCE AGENT. START DATE: 2014. HOURS DEVOTED PER MONTH: 180. DUTIES: INSURANCE AND ANNUITY SALES. (3) COUGAR MORTGAGE COMPANY. NOT INVESTMENT-RELATED. ADDRESS: 9000 SHERIDAN ST #103, COOPER CITY, FL 33024. NATURE: MORTGAGE LOANS. POSITION: SUPERVISOR/SALES. START DATE: 2000. HOURS DEVOTED PER MONTH: 10. DUTIES: MORTGAGE SALES. (4) COUGAR ENTERPRISES CO. INVESTMENT-RELATED. ADDRESS: 8362 PINES BLVD #303, PEMBROKE PINES, FL 33024. NATURE: PARENT COMPANY FOR COUGAR FINANCIAL SERVICES AND COUGAR MORTGAGE COMPANY. NATURE:

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2023 - July 5, 2023

ASSET ALLOCATION STRATEGIES, LLC

RIA

CRD#: 152339

MIRAMAR, FL

Past

October 19, 1992 - August 27, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET ALLOCATION STRATEGIES, LLC

CRD#: 152339 / SEC#: 801-106707

RIA

Registered Investment Advisory firm - (9/28/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/30/2021 Terminated)

Michigan

Registered Investment Advisory firm - (3/30/2021 Terminated)

Vermont

Registered Investment Advisory firm - (6/14/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/16/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSET ALLOCATION STRATEGIES, LLC

CRD#: 152339 / SEC#: 801-106707

RIA

Registered Investment Advisory firm - (9/28/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/30/2021 Terminated)

Michigan

Registered Investment Advisory firm - (3/30/2021 Terminated)

Vermont

Registered Investment Advisory firm - (6/14/2018 Terminated)

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Contact information

Main Address

33335 Grand River, Farmington, MI 48336

Mailing Address

Phone number

(248) 489-0101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET ALLOCATION STRATEGIES, LLC FORM 2A 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,883
AUM (Assets Under Management)	$ 767,431,598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clinton M. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASSET ALLOCATION STRATEGIES, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ASSET ALLOCATION STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/2023

Series 6

Date: 10/16/1992

Current Firm

ASSET ALLOCATION STRATEGIES, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ALLOCATION STRATEGIES, LLC

TRUST BUT VERIFY

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