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JM

Jeffrey A. Martinovich

Some features on this profile are disabled
CRD#: 2258793
JM

Professional summary

Jeffrey Alan Martinovich was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jeffrey is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Jeffrey had worked at 3 firms, which includes MICG INVESTMENT MANAGEMENT LLC, WELLS FARGO CLEARING SERVICES LLC, FIRST UNION CAPITAL MARKETS CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Martinovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 11, 2000 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 104028
RICHMOND, VA
Past

August 10, 2000 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

BD
CRD#: 104028
RICHMOND, VA
Past

October 1, 1999 - August 25, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 17, 1992 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/17/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 6/29/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/15/2000
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/24/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/27/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/27/1999
General Securities Sales Supervisor - Options Module Examination

Current Firm

MI
MICG INVESTMENT MANAGEMENT, LLC
MICG INVESTMENT MANAGEMENT | MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028 / SEC#: , 8-52520

BD
Terminated by SEC on 07/11/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Virginia since 02/14/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MICG WEALTH MANAGEMENT, LLCSHAREHOLDER
GILMAN, CANDICE LEECHIEF COMPLIANCE OFFICER5226511
MARTINOVICH INVESTMENT CONSULTING GROUPSHAREHOLDER
MARTINOVICH, JEFFREY ALANCEO2258793

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

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