Terry J. Regas
Professional summary
Terry John Regas is a registered financial professional currently at TRADELINK SECURITIES, LLC located in Chicago, Illinois.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1992. Terry has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, Series 62, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9, Series 14, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry John Regas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2005 - Present
TRADELINK SECURITIES, LLC
Office #1: 71 S. Wacker Dr Suite 1900, Chicago, IL 60606Office #2: New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132November 29, 2004 - November 1, 2013
TRADELINK L.L.C.
October 21, 2003 - September 10, 2004
TERRA NOVA FINANCIAL, LLC
April 1, 2003 - September 22, 2003
ALIGHT FINANCIAL SOLUTIONS, LLC
June 7, 2002 - October 29, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 26, 2000 - January 14, 2002
WYNSTON HILL CAPITAL, LLC
January 5, 1994 - October 26, 2000
TD AMERITRADE, INC.
August 27, 1992 - September 2, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/25/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 11/25/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
TRADELINK SECURITIES, LLC
CRD#: 131341 / SEC#: , 8-66452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER |
Disclosures
| Regulatory Event | 5 |
Red Flags
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