SB
Stuart B. Bays
THURSTON SPRINGER ADVISORS
Tyler, TX 75701
Some features on this profile are disabled
CRD#: 2258736
SB
Professional summary
Stuart Bradley Bays, CIMA®, who also goes by Brad Bays, S. Bradley Bays, Stuart Bradley Bays, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Tyler, Texas and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Tyler, Texas.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Stuart has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Bays | S. Bradley Bays | Stuart Bradley Bays
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TY13 PARTNERSHIP; INV RELATED; TYLER, TX; START DATE 1/2/2024; 10 HOURS PER MONTH; 10 DURING TRADING; FINET PRACTICE.;| TYLER TCM INVESTMENTS, INV RELATED, TYLER, TX, 33.33% OWNERSHIP, START: 7/18/2024, 100 HOURS A MONTH, 100 HOURS DURING TRADING, FINET PRACTICE.| 3B AVIATION LLC; INV RELATED; TYLER, TX; LLC TO OPERATE AN AIRPLANE; 95% OWNERSHIP; START DATE 04/01/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING DBA Trinity Capital Managment
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Bradley Bays's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 10, 2025 - Present
THURSTON SPRINGER ADVISORS
Office #1: 821 Ese Loop 328 Ste 110, Tyler, TX 75701RIA
CRD#: 299201
Tyler, TX
Current
October 10, 2025 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 821 Ese Loop 328 Ste 110, Tyler, TX 75701BD
CRD#: 8478
Tyler, TX
Past
October 14, 2011 - October 15, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
TYLER, TX
Past
October 14, 2011 - October 15, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
TYLER, TX
Past
July 1, 2003 - October 14, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TYLER, TX
Past
July 1, 2003 - October 14, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TYLER, TX
Past
August 24, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
TYLER, TX
Past
August 24, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 31, 1993 - September 4, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 4, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2025)
RR
Alaska(10/10/2025)
RR
Arizona(10/10/2025)
RR
Arkansas(10/10/2025)
RR
California(10/10/2025)
RR
Colorado(10/10/2025)
RR
Connecticut(10/10/2025)
RR
Delaware(10/10/2025)
RR
District of Columbia(10/10/2025)
RR
Florida(10/10/2025)
RR
Georgia(10/10/2025)
RR
Hawaii(10/10/2025)
RR
Idaho(10/10/2025)
RR
Illinois(10/10/2025)
RR
Indiana(10/10/2025)
RR
Iowa(10/10/2025)
RR
Kansas(10/10/2025)
RR
Kentucky(10/10/2025)
RR
Louisiana(10/10/2025)
RR
Maine(10/10/2025)
RR
Maryland(10/10/2025)
RR
Massachusetts(10/10/2025)
RR
Michigan(10/10/2025)
RR
Mississippi(10/10/2025)
RR
Missouri(10/10/2025)
RR
Montana(10/10/2025)
IAR
Montana(10/13/2025)
RR
Nebraska(10/10/2025)
RR
Nevada(10/10/2025)
RR
New Hampshire(10/15/2025)
RR
New Jersey(10/10/2025)
RR
New Mexico(10/10/2025)
RR
New York(10/10/2025)
RR
North Carolina(10/10/2025)
RR
Ohio(10/10/2025)
RR
Oklahoma(10/10/2025)
RR
Oregon(10/10/2025)
RR
Pennsylvania(10/10/2025)
RR
Rhode Island(10/10/2025)
RR
Tennessee(10/10/2025)
RR
Texas(10/10/2025)
IAR
Texas(10/10/2025)
RR
Utah(10/10/2025)
RR
Vermont(10/10/2025)
RR
Virginia(10/10/2025)
RR
Washington(10/10/2025)
RR
West Virginia(10/10/2025)
RR
Wyoming(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
