Scott D. Eltjes

BTC CAPITAL MANAGEMENT

Des Moines, IA 50309-3702

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CRD#: 2258653

Professional summary

Scott Dean Eltjes is a registered financial advisor currently at BTC CAPITAL MANAGEMENT located in Des Moines, Iowa.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Scott has worked at 8 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dean Eltjes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2009 - Present

BTC CAPITAL MANAGEMENT

Office #1: 453 7th Street, Des Moines, IA 50309-3702

RIA

CRD#: 127158

Des Moines, IA

Past

December 7, 2006 - January 23, 2009

MILES CAPITAL, INC.

RIA

CRD#: 105376

WEST DES MOINES, IA

Past

August 30, 2006 - May 28, 2009

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

WEST DES MOINES, IA

Past

November 27, 2003 - December 8, 2006

VMF CAPITAL

RIA

CRD#: 128980

CLIVE, IA

Past

November 4, 1999 - September 13, 2004

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

CEDAR RAPIDS, IA

Past

June 9, 1999 - December 31, 2003

VMF CAPITAL LLC

RIA

CRD#: 108251

CLIVE, IA

Past

March 10, 1995 - May 26, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Past

September 2, 1992 - October 22, 1993

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTC CAPITAL MANAGEMENT

BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(12/16/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/31/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BTC CAPITAL MANAGEMENT

BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.

CRD#: 127158 / SEC#: 801-62140

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

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Contact information

Main Address

453 7th Street, Des Moines, IA 50309-3702

Mailing Address

Phone number

(515) 245-5638

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BTC PART 2A CLIENT DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2,262
AUM (Assets Under Management)	$ 4,188,851,296

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/16/2024	Cover Page	Report
01/17/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Eltjes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dean Eltjes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILES CAPITAL, INC.

BROKER DEALER FINANCIAL SERVICES CORP.

VMF CAPITAL

NATIONS FINANCIAL GROUP, INC.

VMF CAPITAL LLC

ARK FUNDS DISTRIBUTORS, LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

BTC CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1998

Series 6

Date: 8/31/1992

Current Firm

BTC CAPITAL MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BTC CAPITAL MANAGEMENT

TRUST BUT VERIFY

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