Robert I. Padilla

REDEFINE FINANCIAL

Mission Viejo, CA 92691

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CRD#: 2258617

Professional summary

Robert Ignacious Padilla JR, CFP® is a registered financial advisor currently at REDEFINE FINANCIAL located in Mission Viejo, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Tax Planning

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Insurance Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)RP&A FINANCIAL STRATEGISTS, LLC; Investment Related; Mission Viejo, CA; Insurance Sales; Managing Member/Insurance Agent; 06/2008; Approximately 40 hours per month during trading hours. 2.) FEDERALRETIREMENTREPORT.COM; OFFICER; EDUCATION AND CONSULTING; Mission Viejo, CA; START DATE 04/01/2014; 40 HOURS PER MONTH. 3.) THE DOG PAWRK BREWING COMPANY, LLC; MANAGING MEMBER; START DATE: 11/01/2017; 120 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Ignacious Padilla JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 13, 2018 - Present

REDEFINE FINANCIAL

Office #1: 27201 Puerta Real Suite 300, Mission Viejo, CA 92691

RIA

CRD#: 297277

Mission Viejo, CA

Past

July 2, 2012 - August 9, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SAN JUAN CAPISTRANO, CA

Past

May 4, 2005 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SAN JUAN CAPISTRANO, CA

Past

June 25, 2003 - August 9, 2018

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN JUAN CAPISTRANO, CA

Past

August 20, 1992 - July 21, 2003

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/13/2018)

IAR

Texas
(8/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2004

General Securities Principal Examination

Current Firm

REDEFINE FINANCIAL

REDEFINE FINANCIAL | REDEFINE FINANCIAL LLC

CRD#: 297277 / SEC#:

California

Registered Investment Advisory firm - (8/13/2018 Approved)

Texas

Registered Investment Advisory firm - (8/16/2018 Approved)

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Contact information

Main Address

27201 Puerta Real Suite 300, Mission Viejo, CA 92691

Mailing Address

Phone number

(949) 354-5543

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 27,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert I. Padilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Ignacious Padilla JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2005

Series 63

Date: 7/16/1992

SIE

Date: 8/9/2018

Series 7

Date: 10/6/2003

Series 6

Date: 7/16/1992

Series 24

Date: 1/16/2004

Current Firm

REDEFINE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDEFINE FINANCIAL

TRUST BUT VERIFY

Contact information

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