Paul Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Gordon was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1965. Paul had worked at 3 firms and has passed the SIE, Series 41, Series 1, Series 14, Series 4, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - November 28, 2014
THE BENCHMARK COMPANY, LLC
September 26, 1973 - June 30, 2009
BLACKBURN & COMPANY, INC.
May 18, 1965 - September 30, 1973
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 8/16/1973
NYSE Allied Member ExaminationSeries 1
Date: 5/17/1965
Registered Representative ExaminationSeries 00
Date: 8/16/1973
General Securities Principal ExaminationSeries 12
Date: 12/30/1968
NYSE Branch Manager ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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