AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RM

Robert E. Macleod

BIGELOW CAPITAL SECURITIES LLC
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 2258417
RM

Professional summary

Robert Ela Macleod is a registered financial professional currently at BIGELOW CAPITAL SECURITIES LLC located in Portsmouth, New Hampshire.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Ela Macleod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2006 - Present

BIGELOW CAPITAL SECURITIES LLC

Office #1: One Harbour Place Suite 215, Portsmouth, NH 03801Office #2: One Harbour Place Suite 215, Portsmouth, NH 03801
BD
CRD#: 141161
Portsmouth, NH
Past

August 11, 1998 - January 25, 2000

KOFFLER & COMPANY

BD
CRD#: 44267
LOS ANGELES, CA
Past

February 28, 1996 - August 27, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 26, 1993 - July 25, 1994

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Hampshire
(11/16/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/30/2006
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/9/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BIGELOW CAPITAL SECURITIES LLC
BIGELOW CAPITAL SECURITIES LLC

CRD#: 141161 / SEC#: , 8-67367

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Harbour Place Suite 215, Portsmouth, NH 03801
Mailing Address
One Harbour Place Suite 215, Portsmouth, NH 03801
Phone number
(603) 433-6000
Established
New Hampshire since 05/25/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MACLEOD, ROBERT ELACO-CHIEF EXECUTIVE OFFICERS2258417
MCGEE, STEPHEN ROBERTMANAGING DIRECTOR4524211
WORRELL, PETER ROBERTCO-CHIEF EXECUTIVE OFFICER5177910
MCCARTHY, KELLY TINACHIEF COMPLIANCE OFFICER, FINOP, PFO, POO7689991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIGELOW CAPITAL SECURITIES LLC

CRD#: 141161Portsmouth, NH 03801

TRUST BUT VERIFY

Monitor Robert Macleod

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Franklin Habig
John HabigAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Rye, NH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.