Aaron E. Granath
Professional summary
Aaron Eugene Granath was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aaron is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Aaron had worked at 6 firms, which includes W.J. GALLAGHER & COMPANY INC., FIRST CAMBRIDGE SECURITIES CORPORATION, VFG SECURITIES INC., TRADEPORTAL SECURITIES INC., COLUMBUS FINANCIAL INC., REYNOLDS KENDRICK STRATTON INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - April 2, 1998
W.J. GALLAGHER & COMPANY, INC.
April 26, 1996 - April 24, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
March 13, 1996 - April 30, 1996
VFG SECURITIES, INC.
August 29, 1995 - December 21, 1995
TRADEPORTAL SECURITIES, INC.
September 6, 1994 - June 14, 1995
COLUMBUS FINANCIAL, INC.
August 19, 1992 - July 25, 1994
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
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Exams
Current Firm
W.J. GALLAGHER & COMPANY, INC.
CRD#: 11097 / SEC#: , 8-27885
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 10 |
Red Flags
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