James L. Wisdom

ADVISOR SHARE WEALTH MANAGEMENT

Westlake Village, CA

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CRD#: 2258388

Professional summary

James Lee Wisdom, CFP®, who also goes by James L Wisdom, Jim Wisdom, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Westlake Village, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. James has worked at 8 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James L Wisdom | Jim Wisdom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES L. WISDOM INSURANCE SERVICE -INVESTMENT RELATED -4530 E THOUSAND OAKS BLVD, 2ND FLOOR, WESTLAKE VILLAGE,CA 91362 -OWNER -04/08 -10 HRS/MONTH - FEE-BASED CONSUMER-DRIVEN HEALTH FINANCIAL PLANNING. JAMES L. WISDOM INSURANCE SERVICES - YES - 2509 LEAFLOCK AVE, WESTLAKE VILLAGE, CA 91361 - LIFE SALES & LONG TERM CARE - REGISTERED REPRESENTATIVE - 05/14/2010 - OCCASIONAL LIFE LTC SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Wisdom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

June 19, 2024 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Westlake Village, CA

Past

March 17, 2015 - December 23, 2024

HARVEST INVESTMENT SERVICES, LLC

RIA

CRD#: 159390

WESTLAKE VILLAGE, CA

Past

June 4, 2008 - July 14, 2011

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

NORTHRIDGE, CA

Past

April 10, 2008 - July 14, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

NORTHRIDGE, CA

Past

January 30, 2008 - April 1, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NEWBURY PARK, CA

Past

July 12, 2007 - April 1, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NEWBURY PARK, CA

Past

March 16, 2005 - July 5, 2007

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

NEWBURY PARK, CA

Past

December 30, 2000 - July 15, 2003

MMC SECURITIES LLC

CRD#: 103846

NEW YORK, NY

Past

February 8, 1999 - December 30, 2000

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

September 14, 1992 - July 28, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/5/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James L. Wisdom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Wisdom's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST INVESTMENT SERVICES, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

AMERITAS INVESTMENT COMPANY, LLC

MMC SECURITIES LLC

MARSH & MCLENNAN SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/6/1999

Series 6

Date: 2/5/1999

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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