James P. Moultrup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Moultrup, who also goes by Jim Moultrup, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - October 13, 2022
MOULTRUP WEALTH MANAGEMENT, LLC
February 17, 2005 - May 1, 2015
WALL STREET FINANCIAL GROUP, INC.
January 12, 2004 - May 1, 2015
WALL STREET FINANCIAL GROUP, INC.
January 3, 2003 - January 13, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 11, 2002 - January 13, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 10, 2000 - January 8, 2002
A. G. EDWARDS & SONS, INC.
August 20, 1992 - April 7, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MOULTRUP WEALTH MANAGEMENT, LLC
CRD#: 226642 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 8,802,342 |
Red Flags
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