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MN

Marlene J. Nitsch

401K GENERATION
Altamonte Springs,, FL 32714
Some features on this profile are disabled
CRD#: 2258329
MN

Professional summary

Marlene Jarrett Nitsch, who also goes by Marlene Alice Rose Jarrett, Marlene J Nitsch, is a registered financial advisor currently at 401K GENERATION located in Altamonte Springs,, Florida.

Marlene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Marlene has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marlene Alice Rose Jarrett | Marlene J Nitsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marlene Jarrett Nitsch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2018 - Present

401K GENERATION

Office #1: 237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714
RIA
CRD#: 154279
Altamonte Springs,, FL
Past

April 3, 2017 - February 21, 2018

SKYVIEW WEALTH MANAGEMENT, LLC

RIA
CRD#: 171077
LONGWOOD, FL
Past

September 26, 2005 - April 6, 2015

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ORLANDO, FL
Past

November 9, 1995 - April 6, 2015

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ORLANDO, FL
Past

August 26, 1993 - December 19, 1994

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
4G
401K GENERATION
401K GENERATION | WINTER PARK WEALTH MANAGEMENT | RW DIRECT | ROJAS FINANCIAL SERVICES

CRD#: 154279 / SEC#: 801-71606

RIA
Registered Investment Advisory firm - (6/25/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/1/2018)
IAR
Texas
(11/27/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/31/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/17/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/8/2005
General Securities Principal Examination

Current Firm

4G
401K GENERATION
401K GENERATION | WINTER PARK WEALTH MANAGEMENT | RW DIRECT | ROJAS FINANCIAL SERVICES

CRD#: 154279 / SEC#: 801-71606

RIA
Registered Investment Advisory firm - (6/25/2010 Approved)
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Contact information

Main Address
237 S Westmonte Drive Suite 300, Altamonte Springs,, FL 32714
Mailing Address
Phone number
(407) 636-6689
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (43 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts149
AUM (Assets Under Management)$ 172,885,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

401K GENERATION

CRD#: 154279Altamonte Springs,, FL 32714

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