Brian K. Neukam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Keith Neukam was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - December 31, 2019
SCF SECURITIES, INC.
January 6, 2003 - December 31, 2008
AUSDAL FINANCIAL PARTNERS, INC.
January 2, 2002 - January 3, 2003
USALLIANZ SECURITIES, INC.
August 10, 1998 - December 31, 2001
RICHARD B. VANCE & COMPANY
March 2, 1995 - August 11, 1998
WALNUT STREET SECURITIES, INC.
October 2, 1992 - September 21, 1994
METROPOLITAN LIFE INSURANCE COMPANY
October 2, 1992 - September 21, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
