Jesse A. Aguilar
Professional summary
Jesse Anthony Aguilar was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jesse is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Jesse had worked at 6 firms, which includes NOVA FINANCIAL INC., PROSPERA FINANCIAL SERVICES INC., ROTH CAPITAL PARTNERS LLC, PRUDENTIAL EQUITY GROUP LLC, SUTRO & CO. INCORPORATED, CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1997 - April 29, 1997
NOVA FINANCIAL, INC.
August 16, 1996 - November 27, 1996
PROSPERA FINANCIAL SERVICES, INC.
February 13, 1996 - September 3, 1996
ROTH CAPITAL PARTNERS, LLC
February 27, 1995 - January 26, 1996
PRUDENTIAL EQUITY GROUP, LLC
September 21, 1993 - February 21, 1995
SUTRO & CO. INCORPORATED
December 17, 1992 - September 9, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
NOVA FINANCIAL, INC.
CRD#: 29592 / SEC#: , 8-44415
Contact information
Documents
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