VS
Vincent T. Shaheen
COREBRIDGE CAPITAL SERVICES
Woodland Hills, CA 91367
Some features on this profile are disabled
CRD#: 2258175
VS
Professional summary
Vincent Thayer Shaheen, who also goes by VIncent T Shaheen, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1992. Vincent has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vincent T Shaheen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANCHESTER COON FOX CLUB POSITION: Secretary NATURE: The Manchester Coon and Fox Club is a local outdoor club with a hundred active members plus life members. The club provides its members outdoor activities including fishing, training dogs, field events, trap, and archery. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2017 ADDRESS: North River Road PO Box 414, Coventry CT 06238, United States DESCRIPTION: The Manchester Coon and Fox Club is a local outdoor and fishing club with a hundred active members. I'm the clubs secretary and a board of governor member. I provide a monthly newsletter for members, keep records of monthly meetings, track membership and provide guidance on current and future club events and management. I have no access to funds or make any investment recommendations. FRIENDS OF GLASTONBURY LACROSSE POSITION: parent volunteer NATURE: Friends of Glastonbury Lacrosse supports the Glastonbury High School lacrosse team. The group is comprised of parents of current and past players. We provide additional equipment during the season, uniforms, meals when traveling for away games, game film, a senior event, an end of the season party and other lacrosse related items the school athletic budget does not include. This is done with parent contributions and a few small fund raising events. I don't have access to any funds, bank accounts or provide investment advice. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2022 ADDRESS: 23 Maple Street, Glastonbury CT 06033, United States DESCRIPTION: Friends of Glastonbury Lacrosse supports the Glastonbury High School lacrosse team. The group is comprised of parents of current and past players. We provide additional equipment during the season, uniforms, meals when traveling for away games, game film, a senior event, an end of the season party and other lacrosse related items the school athletic budget does not include. I'm responsible of organizing additional high school logo items for the players and families to order. I worked with an online logo store for families and players to order hats, sweatshirts, sweatpants and tee shirts. This was all online and payment was made direct to the vendor when an order was placed. Items were mailed direct to the customer.
CRS (Client Relationship Summary) - BD
Click below to view Vincent Thayer Shaheen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367BD
CRD#: 13158
Woodland Hills, CA
Past
September 10, 2018 - August 15, 2023
MORGAN STANLEY
RIA
CRD#: 149777
Boston, MA
Past
June 21, 2013 - August 15, 2023
MORGAN STANLEY
BD
CRD#: 149777
Boston, MA
Past
April 1, 2006 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
NEW YORK CITY, NY
Past
August 6, 2001 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
February 11, 2000 - June 8, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 6, 1995 - December 31, 1999
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
September 24, 1992 - December 23, 1993
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/26/2023)
RR
Maine(6/26/2023)
RR
Massachusetts(6/26/2023)
RR
New Hampshire(6/26/2023)
RR
New York(6/26/2023)
RR
Rhode Island(6/26/2023)
RR
Vermont(6/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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