Hagen H. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hagen Haywood Rogers was a registered financial professional .
Hagen is a previously registered financial professional and started their career in finance in 1999. Hagen had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2004 - January 6, 2025
WATERMARK ADVISORS, LLC
October 15, 2001 - January 14, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 1, 1999 - October 15, 2001
WACHOVIA SECURITIES, INC.
February 17, 1999 - April 1, 1999
WACHOVIA CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WATERMARK ADVISORS, LLC
CRD#: 127819 / SEC#: , 8-66048
Contact information
Documents
Red Flags
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