Monib Khademi

CYPRESS PRAXIS

San Rafael, CA

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CRD#: 2258059

Professional summary

Monib Khademi is a registered financial advisor currently at CYPRESS PRAXIS, LLC located in San Rafael, California.

Monib is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Monib has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monib Khademi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2011 - Present

CYPRESS PRAXIS, LLC

RIA

CRD#: 111716

San Rafael, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/4/2011)

IAR

Florida
(12/15/2011)

IAR

New York
(10/21/2021)

IAR

Texas
(8/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 6/30/1992

Non-Member General Securities Examination

Current Firm

CYPRESS PRAXIS, LLC

CYPRESS ASSET MANAGEMENT | KHADEMI, MONIB | CYPRESS PRAXIS, LLC

CRD#: 111716 / SEC#: 801-67575

RIA

Registered Investment Advisory firm - (1/12/2012 Terminated)

California

Registered Investment Advisory firm - (8/22/2011 Approved)

Florida

Registered Investment Advisory firm - (12/15/2011 Approved)

New Jersey

Registered Investment Advisory firm - (5/13/2015 Terminated)

New York

Registered Investment Advisory firm - (2/9/2015 Approved)

Texas

Registered Investment Advisory firm - (8/26/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Rafael, CA

Mailing Address

P.o. Box P, San Rafael, CA 94913-4317

Phone number

(415) 499-3300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 96,536,181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Monib Khademi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monib Khademi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS PRAXIS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2011

Series 2

Date: 6/30/1992

Current Firm

CYPRESS PRAXIS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CYPRESS PRAXIS, LLC

TRUST BUT VERIFY

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