Homer D. Wade

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CRD#: 2258013

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Homer Dudley Wade JR, who also goes by Buck Wade Jr, Buck Wade, H D Wade Jr, H D Wade, H Dudley Wade, was a registered financial professional .

Homer is a previously registered financial professional and started their career in finance in 1992. Homer had worked at 8 firms and has passed the SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Buck Wade Jr | Buck Wade | H D Wade Jr | H D Wade | H Dudley Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2018 - August 2, 2021

COLLABORATIVE WEALTH

RIA

CRD#: 142106

Gainesville, FL

Past

June 12, 2015 - May 22, 2018

MARKEY WEALTH MANAGEMENT

RIA

CRD#: 172554

GAINESVILLE, FL

Past

February 7, 2014 - September 7, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

GAINESVILLE, FL

Past

February 5, 2014 - August 13, 2018

LPL FINANCIAL LLC

CRD#: 6413

GAINESVILLE, FL

Past

September 6, 2000 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

November 13, 1998 - February 13, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

GAINESVILLE, FL

Past

November 6, 1998 - February 13, 2014

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

GAINESVILLE, FL

Past

February 21, 1996 - March 8, 2000

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

CRD#: 7315

PALM BEACH GARDENS, FL

Past

August 27, 1992 - February 5, 1997

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 27, 1992 - February 5, 1997

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLABORATIVE WEALTH

CRD#: 142106 / SEC#: 801-80100

RIA

Registered Investment Advisory firm - (8/6/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2008 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 8/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/26/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/11/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COLLABORATIVE WEALTH

CRD#: 142106 / SEC#: 801-80100

RIA

Registered Investment Advisory firm - (8/6/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2008 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2014 Terminated)

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Contact information

Main Address

972 International Parkway, Lake Mary, FL 32746

Mailing Address

Phone number

(407) 792-3336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLLABORATIVE WEALTH ADV PART 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	1,810
AUM (Assets Under Management)	$ 564,031,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Homer D. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARKEY WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COLLABORATIVE WEALTH

State Registrations and Notice Filings

Exams

SIE

Date: 8/13/2018

Series 7

Date: 3/4/2002

Series 6

Date: 8/26/1992

Series 26

Date: 10/11/1996

Current Firm

COLLABORATIVE WEALTH

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE WEALTH

TRUST BUT VERIFY

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