Francis T. Campbell

GLASGOW PARTNERS

Salado, TX

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CRD#: 2257803

Professional summary

Francis Thomas Campbell JR, who also goes by Francis Thomas Campbell, is a registered financial advisor currently at GLASGOW PARTNERS, LLC located in Salado, Texas.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Francis has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francis Thomas Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Unity Xchange, llc. My responsibilities include overall operational management. The business is not investment-related. The mailing address is PO Box 44, Jenkintown, PA 19046. Physical address is a private residence. Unity Xchange, llc is an online marketplace providing commercial loan participations for credit unions. I serve as Chief Operating Officer (COO). Start date was January 2013. Unity Xchange requires less than 2 hours per month, and does not involve any time during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Thomas Campbell JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2006 - Present

GLASGOW PARTNERS, LLC

RIA

CRD#: 139607

Salado, TX

Past

April 12, 2005 - October 21, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WAYNE, PA

Past

April 7, 2005 - October 21, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

July 3, 2003 - August 12, 2003

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

MEDIA, PA

Past

July 18, 2002 - July 10, 2003

CHOREO, LLC

RIA

CRD#: 111221

MEDIA, PA

Past

October 11, 1992 - August 12, 2003

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLASGOW PARTNERS, LLC

CRD#: 139607 / SEC#: 801-66727

RIA

Registered Investment Advisory firm - (6/6/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/29/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/6/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/30/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/29/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 11/9/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GLASGOW PARTNERS, LLC

CRD#: 139607 / SEC#: 801-66727

RIA

Registered Investment Advisory firm - (6/6/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/29/2006 Terminated)

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Contact information

Main Address

Salado, TX

Mailing Address

P.o. Box 311, Salado, TX 76571

Phone number

(610) 494-1322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GLASGOW PARTNERS ADV PART 2 - BROCHURE - 03-31-2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 99,507,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francis T. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Thomas Campbell JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

CHOREO, LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

GLASGOW PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2000

Series 63

Date: 10/20/1992

Series 7

Date: 10/6/1992

Series 4

Date: 7/30/1997

Series 24

Date: 4/29/1994

Series 8

Date: 11/9/1993

Current Firm

GLASGOW PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLASGOW PARTNERS, LLC

TRUST BUT VERIFY

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