Matthew A. Young
YOUNG RICHARD C & CO LTD | President and Chief Executive Officer
NAPLES, FL 34102
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CRD#: 2257617
Professional summary
Matthew Alexander Young, who also goes by Matthew Young, is a registered financial advisor currently at YOUNG RICHARD C & CO LTD located in Naples, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Matthew has worked at 1 firm and has passed the Series 65, Series 63, Series 2 and Series 6 exams.
Biography
At Richard C. Young & Co., Ltd., we are committed to helping our clients achieve long-term investment success with comfort. We are not traders or speculators, and do not offer strategies for either approach.
Our focus is on helping families save for a secure retirement by crafting portfolios that generate a steady stream of income. Cold hard cash, in the form of dividends and interest, is a comfort to conservative investors.
Our clients’ portfolios are comprised almost entirely of individual, income-paying securities. We eschew the middle-man approach that is increasingly relied upon by many advisory firms. With only few exceptions will you find a mutual fund, ETF, or any other costly third-party managed asset in our clients’ portfolios. In our view, proper investment counsel demands intimate knowledge of the ever evolving financial, economic, and industry-specific landscapes that cannot be achieved with outsourced portfolio management.
With offices in Newport, RI and Naples, FL, my team and I are eager to help investors like you achieve the comfort and peace of mind you desire.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Loans/credit services
Institutional consulting
Philanthropic services
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Matthew Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Alexander Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2003 - Present
YOUNG RICHARD C & CO LTD
Office #1: 500 Fifth Avenue Suite 502, Naples, FL 34102RIA
CRD#: 105866
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YR
YOUNG RICHARD C & CO LTD
YOUNG RICHARD C & CO LTD
CRD#: 105866 / SEC#: 801-35765
RIA
Registered Investment Advisory firm - (1/3/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/21/2003)
IAR
Rhode Island(1/1/2003)
IAR
Texas(1/31/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 8/10/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Current Firm
YR
YOUNG RICHARD C & CO LTD
YOUNG RICHARD C & CO LTD
CRD#: 105866 / SEC#: 801-35765
RIA
Registered Investment Advisory firm - (1/3/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
98 William Street, Newport, RI 02840
Mailing Address
5150 Tamiami Trail North Suite 400, Naples, FL 34103
Phone number
(401) 849-2137
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,036 |
| AUM (Assets Under Management) | $ 1,562,885,060 |
Red Flags
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Company Information
YOUNG RICHARD C & CO LTD
President and Chief Executive OfficerCRD#: 105866Naples, FL 34102TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
