Randall J. Mcnair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Joseph Mcnair, who also goes by Randy J Mcnair, Randy Mcnair, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1992. Randall had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - March 12, 2013
TD AMERITRADE, INC.
March 11, 2011 - March 12, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 11, 2011 - March 12, 2013
TD AMERITRADE, INC.
February 23, 2010 - February 9, 2011
FORESTERS EQUITY SERVICES, INC.
December 3, 2007 - January 14, 2009
WELLS FARGO INVESTMENTS, LLC
November 16, 2007 - January 14, 2009
WELLS FARGO INVESTMENTS, LLC
June 16, 2004 - October 19, 2004
STRATEGIC ADVISERS LLC
August 14, 2003 - July 6, 2005
FIDELITY BROKERAGE SERVICES LLC
March 26, 1998 - December 31, 2002
OSAIC FA, INC.
July 17, 1992 - February 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 17, 1992 - February 3, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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