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AP

Armand R. Pastine

CELADON FINANCIAL GROUP LLC
Fort Lauderdale, FL
Some features on this profile are disabled
CRD#: 2257531
AP

Professional summary


Armand Ralph Pastine, who also goes by Armand Pastine, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Fort Lauderdale, Florida.

Armand is registered as a RR (Registered Representative) and started their career in finance in 1993. Armand has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Armand Pastine

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Armand Ralph Pastine's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 2021 - Present

CELADON FINANCIAL GROUP LLC

BD
CRD#: 36538
Fort Lauderdale, FL
Past

December 6, 2018 - June 8, 2021

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

March 20, 2015 - February 4, 2019

CG CAPITAL MARKETS, LLC

BD
CRD#: 35513
Boca Raton, FL
Past

November 18, 2013 - August 28, 2015

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
BOCA RATON, FL
Past

May 21, 2010 - October 23, 2013

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

January 21, 2004 - May 25, 2010

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

April 11, 2002 - February 12, 2004

THE WILLIAMS CAPITAL GROUP, L.P.

BD
CRD#: 35149
NEW YORK, NY
Past

December 1, 2000 - May 9, 2002

BROADPOINT DESCAP

BD
CRD#: 14997
NEW YORK, NY
Past

June 16, 1999 - December 5, 2000

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

February 9, 1999 - June 23, 1999

PASTINE MROWKA, L.L.C.

BD
CRD#: 45110
CRANFORD, NJ
Past

July 30, 1997 - January 13, 1998

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 26, 1993 - July 17, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/10/2021)
RR
Connecticut
(6/10/2021)
RR
Florida
(7/14/2021)
RR
Massachusetts
(4/5/2022)
RR
New Jersey
(7/14/2021)
RR
New York
(6/10/2021)
RR
Oregon
(8/7/2024)
RR
Texas
(4/1/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/28/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/18/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


CF
CELADON FINANCIAL GROUP LLC
CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: , 8-47288

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960
Mailing Address
89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960
Phone number
(973) 701-8033
Established
Delaware since 03/09/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HERSCH, DARYL SCOTTCEO/MAJORITY MEMBER/GSP/ROSFP1255474
CAMBRIA HOLDINGS, INC.MINORITY MEMBER
COSTINE, MELISSA ANNEOPERATIONS MANAGER/GSP2646983
NAVAS, NELSON GABRIELCFO/FINOP/GSP5092353
PASTINE, ARMAND RALPHHEAD OF CAPITAL MARKETS/GSP2257531
WALDMAN, PAUL MITCHELLCCO/AMLCO/GSP/ROSFP1885767

Disclosures


Regulatory Event9
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CELADON FINANCIAL GROUP LLC

CRD#: 36538Fort Lauderdale, FL

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