Donald P. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Paul Ryan was a registered financial advisor .
Donald is a previously registered financial advisor and started their career in finance in 1992. Donald had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2007 - October 30, 2007
MORGAN KEEGAN & COMPANY, LLC
July 9, 2007 - October 30, 2007
MORGAN KEEGAN & COMPANY, LLC
April 12, 2006 - March 23, 2007
EQUITABLE ADVISORS, LLC
March 21, 2006 - March 23, 2007
EQUITABLE ADVISORS, LLC
November 17, 2005 - March 6, 2006
BB&T INVESTMENT SERVICES, INC.
November 16, 2005 - March 6, 2006
BB&T INVESTMENT SERVICES, INC.
December 8, 2004 - September 9, 2005
LPL FINANCIAL LLC
December 6, 2004 - September 9, 2005
LPL FINANCIAL LLC
December 8, 2000 - October 18, 2004
TRUIST INVESTMENT SERVICES, INC.
December 7, 2000 - October 18, 2004
TRUIST INVESTMENT SERVICES, INC.
August 24, 1994 - April 10, 1995
PRUDENTIAL EQUITY GROUP, LLC
September 9, 1992 - April 14, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
