JB
Jeffrey E. Bogosian
1ST DISCOUNT BROKERAGE
Providence, RI 02903
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CRD#: 2257321
JB
Professional summary
Jeffrey Edward Bogosian is a registered financial advisor currently at 1ST DISCOUNT BROKERAGE, INC. located in Providence, Rhode Island.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PENTHOUSE REALITY (PRES),NON INVESTMENT RELATED, RENTAL PROPERTY, START 5/2001, 1 HOUR PER MONTH, ADDRESS 127 DORRANCE ST., PROVIDENCE, RI 02903, OWN AND COLLECT RENT 2)SPRUCE EQUITY ADVISORS, NON INVESTMENT RELATED, PRESIDENT, START DATE 12/01/1999, 1 HOUR A MONTH, PAY COMPANY INVOICES. 3)WINCHESTER INVESTMENT SECURITIES. INVESTMENT RELATED. 100% OF THE TRADING DAY/MONTH IS DEVOTED TO THIS BUSINESS. ADDRESS 127 DORRANCE ST., PENTHOUSE SUITE, PROVIDENCE, RI 02903. DUTIES: NORMAL SECURITIES RELATED BUSINESS. 4) MASONIC TEMPLE CONDO ASSOC. RESPONSIBILITIES: ATTEND MEETINGS, VOTE ON ANYTHING AFFECTING THE BUILDING. NON-COMPENSATED FOR TIME SPENT. 5) Insurance Agent - Metlife, Allianz, Hartford, Lincolin 6) J. Arthur Trudeau Memorial Center - Board of Directors. non-profit organization. No Compensation. 7) Rhode Island Airport Corporation - Board of Directors. No compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Edward Bogosian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edward Bogosian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2012 - Present
1ST DISCOUNT BROKERAGE, INC.
Office #1: 127 Dorrance St., Penthouse Suite, Providence, RI 02903RIA
BD
CRD#: 39164
Providence, RI
Current
August 29, 2003 - Present
1ST DISCOUNT BROKERAGE, INC.
Office #1: 127 Dorrance St., Penthouse Suite, Providence, RI 02903RIA
BD
CRD#: 39164
Providence, RI
Past
June 3, 2004 - June 29, 2012
1ST DISCOUNT BROKERAGE, INC.
RIA
CRD#: 39164
LAKE WORTH, FL
Past
November 14, 1995 - September 2, 2003
WINCHESTER INVESTMENT SECURITIES, INC.
BD
CRD#: 28543
OVERLAND PARK, KS
Past
November 3, 1995 - November 27, 1995
WINSLOW, EVANS & CROCKER, INC.
BD
CRD#: 29686
BOSTON, MA
Past
April 14, 1993 - November 8, 1995
L.C. WEGARD & CO., INC.
BD
CRD#: 3722
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/26/2016)
RR
Florida(2/22/2010)
IAR
Florida(9/11/2012)
RR
Kansas(1/3/2017)
RR
Massachusetts(8/29/2003)
IAR
Massachusetts(12/15/2020)
RR
Missouri(1/3/2017)
RR
New Jersey(8/29/2003)
IAR
New Jersey(10/12/2023)
RR
New York(8/29/2003)
RR
Pennsylvania(8/29/2003)
IAR
Pennsylvania(10/29/2025)
RR
Rhode Island(8/29/2003)
IAR
Rhode Island(7/16/2020)
RR
South Carolina(7/16/2019)
RR
Texas(1/3/2017)
RR
Virginia(1/27/2025)
RR
Wisconsin(1/2/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
1D
1ST DISCOUNT BROKERAGE, INC.
1DB ASSET MANAGEMENT | 1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164 / SEC#: 801-132978, 8-48557
RIA
Registered Investment Advisory firm - SEC (6/12/2025 Approved)Alabama
Registered Investment Advisory firm - SEC (2/25/2005 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)California
Registered Investment Advisory firm - SEC (7/31/2025 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/11/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/9/2004 Terminated)Iowa
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/17/2025 Terminated)New York
Registered Investment Advisory firm - SEC (4/7/2005 Cancelled)Pennsylvania
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (7/21/2025 Terminated)Tennessee
Registered Investment Advisory firm - SEC (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (10/2/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Mailing Address
8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467
Phone number
(561) 515-3200
Established
Florida since 07/14/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (10 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 108,117,119 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
1ST DISCOUNT BROKERAGE, INC.
CRD#: 39164Providence, RI 02903TRUST BUT VERIFY
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