CR
Christopher M. Rich
TRIBECA FINANCIAL
PHEONIX, AZ 85032
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CRD#: 2257263
CR
Professional summary
Christopher Murphy Rich, CFP®, who also goes by Chris Rich, is a registered financial advisor currently at TRIBECA FINANCIAL, LLC located in Pheonix, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Rich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RICH FINANCIAL GROUP, LLC; NOT INVESTMENT-RELATED; START: 02/1992; 3254 E. CACTUS ROAD PHOENIX, AZ 85032; INSURANCE SALES; OWNER / PRINCIPAL; 10 HOURS/WEEK ON INSURANCE SERVICES; 2-3 HOURS/ WEEK SPENT DURING SECURITIES TRADING HOURS. NORACE, LLC; NOT INVESTMENT RELATED; START: 02/2002; 3254 E. CACTUS RD., PHOENIX, AZ 85032; PROPERTY INVESTMENTS; OWNER / PRINCIPAL; LESS THAN 1 HOUR/MONTH SPENT; 0 HOURS/TRADING HOURS. Manager; Goldenhawk Professionals, LLC; investment related: No; Location: 3254 East Cactus Rd Phoenix AZ 85032 United States; Description of the business: Business Exit Planning; Responsibilities Duties: Client meetings and collaboration regarding business exit planning for clients.; Start date with business: 2012-08-19; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10; Owner; AZ Fly Shop, LLC; investment related: No; Location: 3254 East Cactus Rd Phoenix AZ 85032 United States; Description of the business: Fly fishing retail store.; Responsibilities Duties: Occasional meetings.; Start date with business: 2021-04-19; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Murphy Rich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 25, 2012 - Present
TRIBECA FINANCIAL, LLC
Office #1: 3254 E Cactus Road, Pheonix, AZ 85032RIA
CRD#: 113245
PHEONIX, AZ
Past
April 9, 2009 - December 31, 2011
TRIBECA ADVISORS, LLC
RIA
CRD#: 148283
MESA, AZ
Past
February 2, 2009 - November 4, 2009
TRIBECA FINANCIAL, LLC
RIA
CRD#: 113245
MESA, AZ
Past
January 1, 2001 - October 29, 2004
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
SCOTTSDALE, AZ
Past
August 24, 1993 - May 19, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRIBECA FINANCIAL, LLC
RICEDORFF FINANCIAL SERVICES LLC | WEALTH PLANNING STRATEGIES | TRIBECA FINANCIAL, LLC | TRIBECA CAPITAL MANAGEMENT, LLC | RICEDORFF FINANCIAL SERVICES LLC DBA TRIBECA FINANCIAL SERVICES, LLC
CRD#: 113245 / SEC#: 801-60441
RIA
Registered Investment Advisory firm - (7/27/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/25/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TF
TRIBECA FINANCIAL, LLC
RICEDORFF FINANCIAL SERVICES LLC | WEALTH PLANNING STRATEGIES | TRIBECA FINANCIAL, LLC | TRIBECA CAPITAL MANAGEMENT, LLC | RICEDORFF FINANCIAL SERVICES LLC DBA TRIBECA FINANCIAL SERVICES, LLC
CRD#: 113245 / SEC#: 801-60441
RIA
Registered Investment Advisory firm - (7/27/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2812 N. Norwalk Ste 103, Mesa, AZ 85215
Mailing Address
Phone number
(480) 553-6247
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 531 |
| AUM (Assets Under Management) | $ 202,643,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
