Robert P. Brooks
PRUDENT MONEY FINANCIAL SERVICES
Addison, TX 75001
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CRD#: 2257109
Professional summary
Robert Paxton Brooks, who also goes by Bob Brooks, Robert P Brooks, is a registered financial advisor currently at PRUDENT MONEY FINANCIAL SERVICES located in Addison, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Biography
I am a 24 year veteran of the financial services business and President of Prudent Money Financial Services. I started hosting the Prudent Money Radio Show in 2002. I have counseled 1000's of listeners through my radio show and personally answered over 15,000 listener e-mails. In 2006, I was featured in a year long nationally aired television campaign for Truecredit, speaking on behalf of their credit monitoring service.
I am the author of the book, Deceptive Money. Currently I write daily on my website www.prudentmoney.com and publish the weekly Prudent Money e-letter. My objective is teaching people, from a Christian perspective, what they need to know to solve financial problems. By presenting the other side of the story, I help listeners and readers become better stewards of their finances. I accomplish this objective through writing, radio show, and public speaking. I stay true to my Prudent Money mission – No Hype. No Agenda. Just Financial Information from a Christian Perspective.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Brooks | Robert P Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RP BROOKS FINANCIAL, INC. (RIA)
CRD# 128472
INVESTMENT RELATED
16633 DALLAS PARKWAY, STE. 275
ADDISON, TX 75001
PRINCIPLE, INVESTMENT ADVISOR, ASSET MANAGEMENT
2) DECEPTIVE MONEY, NOT INVESTMENT RELATED, 909 LAKE CAROLYN PARKWAY, SUITE 230, IRVING, TX 75039, BOOK SALES, AUTHOR OF BOOK, START DATE: 04/2009; LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS, BOOK IS LISTED ON THE WEBSITE AND ALSO WITH AMAZON. WE USE PAYPAL TO ACCEPT PAYMENT FOR THE BOOK AND WE SHIP IT FROM OUR OFFICE LOCATION TO FULFIL THE ORDER.
3) FIXED INSURANCE BUSINESS; INVESTMENT RELATED; 16633 DALLAS PARKWAY, STE. 275 ADDISON, TX 75001; FIXED INSURANCE SALES; AGENT; START DATE: 1/1/2000; APPROX 20 HR/MO; RECOMMEND FIXED ANNUITIES AND COMPLETE PAPERWORK
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paxton Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2008 - Present
PRUDENT MONEY FINANCIAL SERVICES
Office #1: 16633 Dallas Parkway Suite 275, Addison, TX 75001RIA
CRD#: 128472
Addison, TX
Past
January 7, 2016 - September 23, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ADDISON, TX
Past
January 9, 2004 - December 31, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ADDISON, TX
Past
November 4, 2003 - December 31, 2007
PRUDENT MONEY FINANCIAL SERVICES
RIA
CRD#: 128472
DALLAST, TX
Past
November 22, 2000 - January 12, 2004
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
DALLAS, TX
Past
November 22, 2000 - January 12, 2004
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
August 10, 1992 - December 8, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 10, 1992 - December 8, 2000
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/29/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PM
PRUDENT MONEY FINANCIAL SERVICES
PRUDENT MONEY FINANCIAL SERVICES | RPBROOKS FINANCIAL, INC.
CRD#: 128472 / SEC#: 801-62481
RIA
Registered Investment Advisory firm - (6/22/2012 Terminated)Texas
Registered Investment Advisory firm - (6/21/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16633 Dallas Parkway Suite 275, Addison, TX 75001
Mailing Address
Phone number
(972) 386-0384
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 375 |
| AUM (Assets Under Management) | $ 31,558,985 |
Red Flags
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