Robert T. Rakich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Rakich JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 32 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - May 1, 2019
SEAPORT GLOBAL SECURITIES LLC
September 8, 2010 - June 29, 2016
CRT CAPITAL GROUP LLC
March 19, 1999 - May 7, 2010
NATWEST MARKETS SECURITIES INC.
April 20, 1998 - May 18, 1999
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
