Richard M. Bohnsack
Professional summary
Richard Mccall Bohnsack was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Richard had worked at 4 firms, which includes SHELMAN SECURITIES CORP., NOVA FINANCIAL INC., WMA SECURITIES INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2002 - June 20, 2003
SHELMAN SECURITIES CORP.
December 6, 1996 - March 26, 1997
NOVA FINANCIAL, INC.
August 30, 1996 - December 10, 1996
SHELMAN SECURITIES CORP.
October 12, 1995 - September 18, 1996
WMA SECURITIES, INC.
July 30, 1992 - August 29, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHELMAN SECURITIES CORP.
CRD#: 39795 / SEC#: , 8-48810
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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