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GW

Gary K. Wunderlich

PNFP CAPITAL MARKETS
Knoxville, TN 37919
Some features on this profile are disabled
CRD#: 2256877
GW

Professional summary

Gary Kent Wunderlich JR, who also goes by Gary Kent Wundelich Jr, is a registered financial professional currently at PNFP CAPITAL MARKETS, INC. located in Knoxville, Tennessee.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 4, Series 53 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gary Kent Wundelich Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Kent Wunderlich JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2024 - Present

PNFP CAPITAL MARKETS, INC.

Office #1: 1111 Northshore Drive Suite S130, Knoxville, TN 37919Office #2: 949 S. Shady Grove Rd. Suite 301, Memphis, TN 38120Office #3: 21 Platform Way South Suite 2300, Nashville, TN 37203Office #4: 21 Platform Way South Suite 2300, Nashville, TN 37203Office #5: 6000 Fairview Road Suite 1105, Charlotte, NC 28210
BD
CRD#: 179528
Knoxville, TN
Past

November 30, 2017 - November 12, 2018

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Memphis, TN
Past

August 7, 2017 - November 30, 2017

B. RILEY & CO., LLC

BD
CRD#: 40355
Memphis, TN
Past

January 8, 2003 - December 12, 2018

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
MEMPHIS, TN
Past

July 16, 1996 - November 12, 2018

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
MEMPHIS, TN
Past

November 8, 1994 - July 1, 1996

ADVANCED ASSET TRADING, INC

BD
CRD#: 37044
MEMPHIS, TN
Past

July 23, 1992 - April 26, 1994

PROGRESSIVE CAPITAL SECURITIES CORPORATION

BD
CRD#: 14946

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/17/2024)
RR
Florida
(7/16/2024)
RR
Georgia
(5/31/2024)
RR
Kentucky
(5/3/2024)
RR
Maryland
(5/16/2025)
RR
North Carolina
(5/15/2024)
RR
Ohio
(4/4/2025)
RR
South Carolina
(4/25/2024)
RR
Tennessee
(1/22/2024)
RR
Virginia
(4/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/2/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/23/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/17/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/2/1996
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/11/1995
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PNFP CAPITAL MARKETS, INC.
PNFP CAPITAL MARKETS, INC.

CRD#: 179528 / SEC#: , 8-69608

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Mailing Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Phone number
(615) 743-8271
Established
Tennessee since 02/09/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE BANKOWNER
BRANT, DAVID ROBERTFINOP/CFO2718478
JAMES, DAVID MORRISCCO/AMLCO/EXECUTIVE REPRESENTATIVE1843062
MCINTYRE, LARUE GEEDEPUTY CCO717700
WUNDERLICH, GARY KENT JRPRESIDENT/CEO2256877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNFP CAPITAL MARKETS, INC.

CRD#: 179528Knoxville, TN 37919

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