Mitchell Weinstein
Professional summary
Mitchell Weinstein is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1994. Mitchell has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Weinstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2026 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282October 26, 2015 - October 29, 2025
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
August 2, 2006 - October 23, 2015
HSBC SECURITIES (USA) INC.
August 12, 2003 - July 17, 2006
MORGAN STANLEY & CO. LLC
April 12, 1999 - August 15, 2003
UBS SECURITIES LLC
April 22, 1998 - March 18, 1999
CREDIT SUISSE SECURITIES (USA) LLC
January 1, 1997 - April 13, 1998
UBS SECURITIES LLC
February 25, 1994 - December 13, 1996
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2026)
(3/10/2026)
(3/10/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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