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Melody N. Correll

CORRELL CO. INVESTMENT SERVICES
Hickory Hills, IL 60457-2211
Some features on this profile are disabled
CRD#: 2256664
MC

Professional summary

Melody Nicole Correll, who also goes by Melody Nicole Doud, is a registered financial advisor currently at CORRELL CO. INVESTMENT SERVICES CORP. located in Hickory Hills, Illinois.

Melody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Melody has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Melody Nicole Doud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melody Nicole Correll's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Melody Nicole Correll's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2019 - Present

CORRELL CO. INVESTMENT SERVICES CORP.

Office #1: 9655 South 78th Aveenue, Hickory Hills, IL 60457-2211Office #2: 9655 S 78th Ave, Hickory Hills, IL 60457Office #3: 180 N. Davis Drive, Bolivar, MO 65613
RIA
BD
CRD#: 38995
Hickory Hills, IL
Current

December 20, 2000 - Present

CORRELL CO. INVESTMENT SERVICES CORP.

Office #1: 9655 South 78th Aveenue, Hickory Hills, IL 60457-2211Office #2: 9655 South 78th Avenue, Hickory Hills, IL 60457-2211Office #3: 180 N. Davis Drive, Bolivar, MO 65613
RIA
BD
CRD#: 38995
Hickory Hills, IL
Past

October 15, 1993 - November 20, 2000

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

October 28, 1992 - October 15, 1993

AELTUS CAPITAL, INC

BD
CRD#: 24928
HARTFORD, CT
Past

August 3, 1992 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(12/22/2010)
RR
California
(12/11/2015)
RR
Florida
(11/16/2012)
RR
Georgia
(2/7/2023)
RR
Illinois
(12/20/2000)
IAR
Illinois
(11/8/2019)
RR
Minnesota
(2/9/2021)
RR
Texas
(11/7/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/1/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/13/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/27/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/31/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/16/2018
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/10/2009
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/8/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CORRELL CO. INVESTMENT SERVICES CORP.
CORRELL CO. INVESTMENT SERVICES CORP. | CORRELL CO. INVESTMENT SERVICES CORP.

CRD#: 38995 / SEC#: 801-42789, 8-48507

RIA
Registered Investment Advisory firm - SEC (6/25/2002 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/22/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
9655 South 78th Avenue, Hickory Hills, IL 60457
Mailing Address
9655 South 78th Avenue, Hickory Hills, IL 60457-2211
Phone number
(708) 599-2900
Established
Illinois since 12/26/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CORRELL, EARL FRANKLIN IIISHAREHOLDER3151321
CORRELL, JAMES CHARLESSHAREHOLDER & CHIEF EXECUTIVE OFFICER2728531
CORRELL, MELODY NICOLECHIEF FINANCIAL OFFICER/FINOP & CHIEF COMPLIANCE OFFICER2256664
LUCENTE, DEBRA JEANSECRETARY2644948

Regulatory assets under management

Total Number of Accounts71
AUM (Assets Under Management)$ 233,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORRELL CO. INVESTMENT SERVICES CORP.

CRD#: 38995Hickory Hills, IL 60457-2211

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