Boo C. Su
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boo Chun Su was a registered financial professional .
Boo is a previously registered financial professional and started their career in finance in 1993. Boo had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2009 - March 9, 2016
ACE DIVERSIFIED CAPITAL, INC.
February 11, 2005 - October 23, 2009
ETECH SECURITIES, INC.
August 9, 2004 - August 17, 2004
ETECH SECURITIES, INC.
February 3, 2003 - August 30, 2004
HANMI SECURITIES, INC.
December 15, 1994 - December 16, 2002
DAEHAN SECURITIES, INC.
April 4, 1994 - December 8, 1994
KUKJE INVESTMENT & SECURITIES, INC.
July 13, 1993 - February 4, 1994
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
