Nicholas A. Corso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Angelo Corso, who also goes by Nick Corso, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1992. Nicholas had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - December 19, 2018
STRATOSPHERE ASSET MANAGEMENT
September 19, 2017 - October 16, 2017
MENTOR SECURITIES, LLC
August 19, 2015 - October 16, 2017
MENTOR SECURITIES, LLC
February 25, 2014 - March 27, 2014
SANDLAPPER SECURITIES, LLC
January 22, 2014 - April 4, 2014
SANDLAPPER WEALTH MANAGEMENT, LLC
May 12, 2011 - December 31, 2011
THE LEADERS GROUP, INC.
March 5, 2007 - May 14, 2009
WELLS FARGO INVESTMENTS, LLC
March 1, 2007 - May 14, 2009
WELLS FARGO INVESTMENTS, LLC
June 14, 2004 - May 26, 2006
MORGAN STANLEY DW INC.
June 14, 2004 - May 26, 2006
MORGAN STANLEY DW INC.
July 29, 2003 - May 20, 2004
QUICK & REILLY, INC.
July 29, 2003 - May 20, 2004
QUICK & REILLY, INC.
September 18, 2002 - June 12, 2003
FISHER INVESTMENTS
February 21, 2001 - September 16, 2002
CITIGROUP GLOBAL MARKETS INC.
February 13, 2001 - September 16, 2002
CITIGROUP GLOBAL MARKETS INC.
October 21, 1996 - February 9, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 9, 1993 - October 31, 1996
CITIGROUP GLOBAL MARKETS INC.
July 8, 1992 - October 21, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/14/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATOSPHERE ASSET MANAGEMENT
CRD#: 290168 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
