Robert L. Brainard
Professional summary
Robert Lovell Brainard is a registered financial advisor currently at REEF ADVISORS LLC located in Key Largo, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lovell Brainard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2019 - Present
REEF ADVISORS LLC
February 23, 2016 - September 7, 2017
BAXTER INVESTMENT MANAGEMENT
October 31, 2013 - May 12, 2015
SKYGATE FINANCIAL GROUP, LLC
October 31, 2002 - May 15, 2003
SOURCE CAPITAL GROUP, INC.
March 9, 1996 - April 19, 1996
GIRARD SECURITIES, INC.
February 11, 1995 - October 24, 2000
SPELMAN & CO., INC.
January 1, 1994 - January 26, 1995
MORGAN STANLEY DW INC.
July 7, 1993 - December 7, 1993
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 27, 1992 - December 14, 1992
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/16/2019)
Exams
Current Firm
REEF ADVISORS LLC
CRD#: 300871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 33,174,493 |
Red Flags
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