Kevin D. Casey

PGB SECURITIES LLC

Bedminster, NJ 07921

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CRD#: 2256501

Professional summary

Kevin Daniel Casey, AIF®, who also goes by Kevin D Casey, is a registered financial professional currently at PGB SECURITIES LLC located in Bedminster, New Jersey.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 24, Series 10, Series 9, Series 51 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin D Casey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Name of Business: Chase Insurance Agency, Inc. Investment Related: Yes Address of Business: 111 E Wisconsin Ave, Milwaukee, WI 53202 Nature of Business: Affiliated licensed insurance agency Position: SVP Start Date: 4/7/2016 Hours Per Month/Hours During Securities Trading Hours/Description of Duties: This activity is directly connected to financial services offered by the broker-dealer

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Daniel Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 13, 2024 - Present

PGB SECURITIES LLC

Office #1: 500 Hills Drive, Bedminster, NJ 07921

CRD#: 301472

Bedminster, NJ

Past

March 5, 2012 - November 6, 2023

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

March 5, 2012 - November 6, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 26, 2011 - March 5, 2012

MORGAN STANLEY

RIA

CRD#: 149777

NEW BRUNSWICK, NJ

Past

June 1, 2009 - March 5, 2012

MORGAN STANLEY

CRD#: 149777

NEW BRUNSWICK, NJ

Past

March 12, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 15, 2001 - March 5, 2003

NATIONAL INVESTOR SERVICES CORP.

CRD#: 39410

BELLEVUE, NE

Past

April 17, 2000 - March 22, 2007

TD AMERITRADE, INC.

CRD#: 7870

JERSEY CITY, NJ

Past

August 19, 1997 - April 4, 2000

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

May 24, 1994 - December 14, 1995

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

January 13, 1993 - July 10, 1996

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/13/2024)

New York
(11/13/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/14/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/7/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/13/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 9/23/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/9/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 51

Date: 7/16/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/13/2001

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PGB SECURITIES LLC

PGB SECURITIES LLC | PGBANK SECURITIES LLC

CRD#: 301472 / SEC#: , 8-70338

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

500 Hills Drive, Bedminster, NJ 07921

Mailing Address

500 Hills Drive, Bedminster, NJ 07921

Phone number

(908) 443-5385

Established

New Jersey since 03/21/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PEAPACK-GLADSTONE BANK	MEMBER
FRASIER, MICHAEL JOHN	CCO	3013598
SERRA, CARL ANTHONY III	FINOP, POO AND PFO	3179039
WASER, ERIC HUGO	CEO	7151260

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kevin D. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Daniel Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

NATIONAL INVESTOR SERVICES CORP.

TD AMERITRADE, INC.

GRUNTAL & CO., L.L.C.

JOSEPHTHAL & CO., INC.

RYAN BECK & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2011

Series 63

Date: 3/4/1996

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/14/2000

Series 7

Date: 1/7/1993

Series 24

Date: 10/13/2016

Series 10

Date: 9/23/2005

Series 9

Date: 9/9/2005

Series 51

Date: 7/16/2003

Series 53

Date: 2/13/2001

FINRA

Current Firm

PGB SECURITIES LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PGB SECURITIES LLC

TRUST BUT VERIFY

Contact information

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