Richard D. Blair
Professional summary
Richard Dwayne Blair, who also goes by Richard D Blair, Ricky Blair, is a registered financial advisor currently at WEALTH SOLUTIONS, INC. located in The Woodlands, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dwayne Blair's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 1994 - Present
WEALTH SOLUTIONS, INC.
Office #1: 21 Waterway Avenue Suite 300, The Woodlands, TX 77380November 21, 2011 - February 9, 2012
IMS SECURITIES, INC.
May 5, 1994 - December 17, 2012
WEALTH SOLUTIONS, INC.
August 30, 1993 - November 2, 1993
MURCHISON INVESTMENT BANKERS, INC.
August 3, 1992 - August 19, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 3, 1992 - August 19, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2017)
(8/7/2023)
(4/15/1994)
Exams
Current Firm
WEALTH SOLUTIONS, INC.
CRD#: 35331 / SEC#: , 8-46766
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLAIR, RICHARD DWAYNE | PRESIDENT/DIRECTOR/SEC/CCO | 2256412 |
Regulatory assets under management
| Total Number of Accounts | 900 |
| AUM (Assets Under Management) | $ 75,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH SOLUTIONS, INC.
CRD#: 35331The Woodlands, TX 77380TRUST BUT VERIFY
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