Robert J. Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jon Ackerman, who also goes by Rober Jon Ackerman, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1992. Robert had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2007 - May 6, 2008
TD AMERITRADE, INC.
February 9, 2007 - May 6, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 9, 2007 - May 6, 2008
TD AMERITRADE, INC.
June 29, 2004 - December 4, 2006
TD AMERITRADE, INC.
January 19, 1999 - December 4, 2006
TD AMERITRADE, INC.
June 26, 1996 - January 12, 1999
QUICK & REILLY, INC.
September 17, 1993 - August 5, 1997
TD AMERITRADE, INC.
September 10, 1992 - September 13, 1993
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
