Gregory P. Gordenier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Paul Gordenier was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1972. Gregory had worked at 12 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1997 - December 31, 1999
HUNTINGDON SECURITIES CORPORATION
November 28, 1994 - September 19, 1995
GLOBAL FINANCIAL GROUP, INC.
April 25, 1994 - October 28, 1994
HAYNE, MILLER FINANCIAL, INC.
October 31, 1991 - April 22, 1992
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
September 18, 1989 - November 3, 1989
HAYNE, MILLER FINANCIAL, INC.
May 18, 1988 - September 18, 1989
HAYNE, MILLER & SWEARINGEN, INC.
March 24, 1986 - September 16, 1987
HAYNE, MILLER FINANCIAL, INC.
June 4, 1984 - July 9, 1985
JOHN G. KINNARD AND COMPANY, INCORPORATED
September 2, 1982 - August 16, 1983
MORGAN STANLEY DW INC.
July 13, 1977 - March 17, 1978
CRAIG-HALLUM, INC.
June 1, 1976 - January 27, 1977
MARGOLIS & CO., INC.
August 6, 1974 - August 30, 1974
MIDWEST DISCOUNT SECURITIES, INC.
April 3, 1974 - September 7, 1974
ANCHOR SECURITIES, INC.
September 1, 1972 - October 31, 1973
MIDLAND SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/24/1972
Registered Representative ExaminationCurrent Firm
HUNTINGDON SECURITIES CORPORATION
CRD#: 16497 / SEC#: , 8-34058
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMRES, ROGER WILLIAM | PRESIDENT/CEO/DIRECTOR/OPS PRIN/GEN SEC PRIN | 2190341 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
