Scott L. Byrd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Lindsay Byrd was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - December 31, 2012
OCEAN CAPITAL ADVISORS, LLC
April 9, 2007 - June 17, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 17, 2008
MORGAN STANLEY & CO. LLC
September 25, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
December 31, 2001 - October 9, 2006
DEUTSCHE BANK SECURITIES INC.
February 14, 2001 - October 9, 2006
DEUTSCHE BANK SECURITIES INC.
July 31, 1993 - February 20, 2001
CITIGROUP GLOBAL MARKETS INC.
January 4, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
July 16, 1992 - October 22, 1992
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OCEAN CAPITAL ADVISORS, LLC
CRD#: 160074 / SEC#:
Contact information
Red Flags
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