Michael P. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Philip Mclaughlin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2002 - June 18, 2002
QA3 FINANCIAL CORP.
March 2, 2001 - December 21, 2001
VESTAX SECURITIES CORPORATION
January 17, 2001 - March 1, 2001
RUSHMORE SECURITIES CORPORATION
May 22, 2000 - February 28, 2001
NORTHSTAR SECURITIES, INC.
November 11, 1998 - August 16, 1999
EQUITY SERVICES, INC.
November 13, 1997 - November 6, 1998
CENTAURUS FINANCIAL, INC.
November 26, 1996 - November 12, 1997
SUNAMERICA SECURITIES, INC.
January 27, 1995 - December 11, 1996
SECURIAN FINANCIAL SERVICES, INC.
July 1, 1993 - February 21, 1995
SENTRA SECURITIES CORPORATION
October 5, 1992 - July 21, 1993
SIGNATOR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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