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Thomas J. Freitag
APEX FIDUCIARY ADVISORS LLC
Middleton, WI 53562
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CRD#: 2255886
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Professional summary
Thomas James Freitag is a registered financial advisor currently at APEX FIDUCIARY ADVISORS LLC located in Middleton, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 9, Series 10, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apex Fiduciary Advisors LLC. Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - RIA. Position - President and CCO. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 2) Freitag and Associates LLC Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Pass through entity for accounting purposes. Position - IAR. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 3) Fixed Insurance - Investment Related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 07/2021. 10 hours per month, 10 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 4) TJF Investments LLC. Not Investment related. Located at P.O. Box 620554, Middleton, WI 53562. Nature - Rental LLC. Position - Sole member, owner. Start - 08/2001. 40 hours per month, 5 hours during trading hours. Duties - manage multiple rental properties. 5) Mr. Thomas Freitag is the owner of Apex Fiduciary Tax Advisors, LLC and spends roughly 20 hours a month operating Apex Fiduciary Tax Advisors, LLC and receives compensation from this business by way of his 100% ownership stake.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Freitag's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2021 - Present
APEX FIDUCIARY ADVISORS LLC
Office #1: 8500 Greenway Blvd Ste 105, Middleton, WI 53562RIA
CRD#: 313555
Middleton, WI
Past
August 12, 2021 - December 31, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Middleton, WI
Past
October 5, 2009 - May 6, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Middleton, WI
Past
October 5, 2009 - May 6, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Middleton, WI
Past
July 3, 2003 - July 10, 2003
CHOREO, LLC
RIA
CRD#: 111221
MADISON, WI
Past
June 24, 2003 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
MIDDLETON, WI
Past
September 24, 1992 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
MIDDLETON, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/22/2021)
IAR
Wisconsin(5/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/2/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AF
APEX FIDUCIARY ADVISORS LLC
AFA | FREITAG & ASSOCIATES LLC | FREITAG & ASSOCIATES | APEXFA | APEX FIDUCIARY ADVISORS LLC | APEX FIDUCIARY ADVISORS | APEX
CRD#: 313555 / SEC#:
Texas
Registered Investment Advisory firm - (6/17/2021 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (5/21/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8500 Greenway Blvd Ste 105, Middleton, WI 53562
Mailing Address
Phone number
(608) 644-5055
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 41,194,757 |
Red Flags
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Company Information
APEX FIDUCIARY ADVISORS LLC
CRD#: 313555Middleton, WI 53562TRUST BUT VERIFY
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Contact information
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