Scott T. Powers
Professional summary
Scott Thomas Powers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Scott had worked at 3 firms, which includes INVESTORS CAPITAL CORP., MARINER FINANCIAL SERVICES INC., BERKSHIRE EQUITY SALES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1996 - December 31, 2004
INVESTORS CAPITAL CORP.
October 1, 1994 - September 17, 1996
MARINER FINANCIAL SERVICES, INC.
July 20, 1992 - July 1, 1994
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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