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Robert Brian Kessler

CRD# 2255869·Registered 1992 - 1999
Barred: Robert Brian Kessler was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Brian Kessler was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 1999. Robert had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PARAMOUNT SECURITIES CORPORATION·CRD# 36208
BD
Great Neck, NY
October 28, 1997 - October 1, 1999
D.L. CROMWELL INVESTMENTS, INC.·CRD# 37730
BD
Boca Raton, FL
June 25, 1997 - August 19, 1997
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
March 28, 1997 - June 23, 1997
PRIMEX·CRD# 29394
BD
New York, NY
January 29, 1997 - March 20, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
January 1, 1997 - January 30, 1997
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
August 3, 1992 - December 16, 1996

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Current Firm

PS
PARAMOUNT SECURITIES CORPORATION

PARAMOUNT SECURITIES CORPORATION

CRD#: 36208 / SEC#: 8-47084
BD
Terminated by SEC on 11/01/1999

Contact Information

Established

Illinois since 02/10/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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