Robert B. Kessler
Professional summary
Robert Brian Kessler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Robert had worked at 6 firms, which includes PARAMOUNT SECURITIES CORPORATION, D.L. CROMWELL INVESTMENTS INC., MILLENNIUM SECURITIES CORP., PRIMEX, CORTLANDT CAPITAL CORPORATION, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1997 - October 1, 1999
PARAMOUNT SECURITIES CORPORATION
June 25, 1997 - August 19, 1997
D.L. CROMWELL INVESTMENTS, INC.
March 28, 1997 - June 23, 1997
MILLENNIUM SECURITIES CORP.
January 29, 1997 - March 20, 1997
PRIMEX
January 1, 1997 - January 30, 1997
CORTLANDT CAPITAL CORPORATION
August 3, 1992 - December 16, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
PARAMOUNT SECURITIES CORPORATION
CRD#: 36208 / SEC#: , 8-47084
Contact information
Documents
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