Lori B. Slaboda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Beth Slaboda, CFP® was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1992. Lori had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
April 20, 2012 - December 31, 2014
HOMESTEAD ADVISERS CORP.
April 20, 2012 - January 6, 2014
HOMESTEAD FINANCIAL SERVICES CORP.
March 10, 2009 - June 27, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 10, 2009 - June 27, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 21, 2006 - February 5, 2009
STRATEGIC ADVISERS LLC
October 16, 2006 - February 5, 2009
FIDELITY BROKERAGE SERVICES LLC
April 25, 2006 - September 27, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 24, 2006 - September 27, 2006
TD AMERITRADE, INC.
June 17, 2005 - September 27, 2006
TD AMERITRADE, INC.
July 8, 1997 - August 12, 2004
CHARLES SCHWAB & CO., INC.
February 26, 1997 - August 12, 2004
CHARLES SCHWAB & CO., INC.
August 22, 1995 - September 13, 1996
CHARLES SCHWAB & CO., INC.
October 2, 1992 - July 24, 1995
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/21/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
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