Edward M. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward M Taylor, who also goes by Edward Mendenhall Taylor, Edward Taylor, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2020 - February 22, 2021
PNC WEALTH MANAGEMENT LLC
July 8, 2020 - February 22, 2021
PNC WEALTH MANAGEMENT LLC
January 28, 2019 - September 19, 2019
LPL FINANCIAL LLC
January 28, 2019 - September 19, 2019
LPL FINANCIAL LLC
November 1, 2017 - February 13, 2019
SANTANDER SECURITIES LLC
November 1, 2017 - February 13, 2019
SANTANDER SECURITIES LLC
September 6, 2017 - October 24, 2017
LPL FINANCIAL LLC
September 6, 2017 - October 24, 2017
LPL FINANCIAL LLC
September 19, 2012 - September 1, 2017
SANTANDER SECURITIES LLC
September 19, 2012 - September 1, 2017
SANTANDER SECURITIES LLC
August 5, 2009 - September 19, 2012
LPL FINANCIAL LLC
August 5, 2009 - September 19, 2012
LPL FINANCIAL LLC
July 19, 2006 - July 27, 2009
CUSO FINANCIAL SERVICES, L.P.
July 10, 2006 - July 27, 2009
CUSO FINANCIAL SERVICES, L.P.
February 22, 2001 - July 13, 2006
IFMG SECURITIES, INC.
April 17, 2000 - December 31, 2000
MBSC, LLC
April 17, 2000 - February 12, 2001
DREYFUS INVESTMENT SERVICES COMPANY, LLC
November 25, 1996 - May 12, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
