Faye L. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Faye Laverne Gray, who also goes by Faye Laverne Thomas, was a registered financial professional .
Faye is a previously registered financial professional and started their career in finance in 1992. Faye had worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2002 - December 14, 2009
MANAGED FINANCIAL BROKER SERVICES, L.L.C.
December 10, 1999 - January 4, 2016
MANAGED FINANCIAL SERVICES CORP INC
September 20, 1997 - December 3, 2002
SECURITIES SERVICE NETWORK, LLC
May 15, 1997 - June 6, 1997
SECURITIES SERVICE NETWORK, LLC
July 3, 1995 - May 21, 1997
TRADEWAY SECURITIES GROUP, INC.
June 8, 1993 - July 5, 1995
AMERINATIONAL FINANCIAL SERVICES, INC.
September 14, 1992 - June 3, 1993
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANAGED FINANCIAL BROKER SERVICES, L.L.C.
CRD#: 121400 / SEC#: , 8-65405
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
