Christina H. Carfagno-harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Helena Carfagno-harrison, who also goes by Christina Helena Carfagno, Christina Helena Carfagno, Christina Helena Harrison, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1992. Christina had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2015 - December 31, 2022
THE LEADERS GROUP, INC.
August 22, 2003 - March 6, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 21, 2002 - August 20, 2003
SUNSET FINANCIAL SERVICES, INC.
October 15, 1992 - February 20, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
