Lawrence D. Burke
Professional summary
Lawrence Dean Burke was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Lawrence had worked at 16 firms, which includes TARPON SCURRY INVESTMENTS INC., DONALD & CO. SECURITIES INC., MILLENNIUM SECURITIES CORP., J.W. BARCLAY & CO. INC., BROWNSTONE CAPITAL CORP., EURO-ATLANTIC SECURITIES INC., DUKE & CO. INC., INVESTORS ASSOCIATES INC., A. T. BROD & CO. INC., FIRST CAMBRIDGE SECURITIES CORPORATION, PRIME CHARTER LTD., D. H. BLAIR & CO. INC., D. BLECH & COMPANY INCORPORATED, LADENBURG THALMANN & CO. INC., AMERICORP SECURITIES INC., CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1999 - January 4, 2000
TARPON SCURRY INVESTMENTS, INC.
May 26, 1999 - August 27, 1999
DONALD & CO. SECURITIES INC.
April 2, 1998 - June 8, 1998
MILLENNIUM SECURITIES CORP.
November 26, 1997 - March 15, 1998
J.W. BARCLAY & CO., INC.
January 3, 1997 - October 16, 1997
BROWNSTONE CAPITAL CORP.
June 17, 1996 - July 25, 1996
EURO-ATLANTIC SECURITIES INC.
March 12, 1996 - March 28, 1996
DUKE & CO., INC.
April 19, 1995 - November 1, 1995
INVESTORS ASSOCIATES, INC.
March 2, 1995 - April 12, 1995
A. T. BROD & CO. INC.
February 7, 1995 - February 23, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
November 18, 1994 - February 9, 1995
PRIME CHARTER LTD.
September 26, 1994 - December 1, 1994
D. H. BLAIR & CO., INC.
March 23, 1994 - October 26, 1994
D. BLECH & COMPANY, INCORPORATED
October 20, 1993 - March 31, 1994
LADENBURG THALMANN & CO. INC.
September 20, 1993 - October 18, 1993
AMERICORP SECURITIES, INC.
July 9, 1993 - October 4, 1993
LADENBURG THALMANN & CO. INC.
May 24, 1993 - July 15, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
TARPON SCURRY INVESTMENTS, INC.
CRD#: 34635 / SEC#: , 8-46306
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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