Walton D. Pearson

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CRD#: 2255618

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walton Darius Pearson, who also goes by Walton Pearson, was a registered financial professional .

Walton is a previously registered financial professional and started their career in finance in 1992. Walton had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Walton Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Detroit Manufacturing System, LLC ("DMS"); not investment related; 12701 Southfield Road, Detroit, Michigan 48223; DMS is a private company that manufactures and assemblies injection-molded interior trim components for vehicles and markets its products to the automobile industry; Position: Board of Directors; Start date: August 1, 2018; 5 hours per quarter; 0 hours during securities trading hours; Duties: advise senior management on strategy and financial matters and to help set the vision and culture of the firm. Investment Committee of the National Collegiate Athletic Association ("NCAA"); not investment related; 700 W. Washington Street, Indianapolis, IN 46206; The NCAA is a nonprofit organization that regulates student athletes from North America colleges and institutions; Position: Investment Committee member; Start date: August 1, 2017; 5 hours per quarter; 0 hours during securities trading hours; Duties: to provide investment advice to the NCAA Investment Committee. St Francis College; not investment related; 180 Remsen Street, Brooklyn Heights, NY 11201; private college; Position: member of the Board of Directors; Start date: September 1, 2017; 6 hours per quarter; 0 hours during securities trading hours; Duties: provide advice and guidance on how best to manage the college for the short and long term.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 11, 2008 - November 1, 2023

BROWN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 105633

BALTIMORE, MD

Past

May 19, 1993 - February 25, 2003

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

September 8, 1992 - April 7, 1993

SELIGMAN SECURITIES, INC.

CRD#: 3361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT INC | BROWN CAPITAL MANAGEMENT, LLC

CRD#: 105633 / SEC#: 801-19287

RIA

Registered Investment Advisory firm - (7/14/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/4/1992

General Securities Representative Examination

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT INC | BROWN CAPITAL MANAGEMENT, LLC

CRD#: 105633 / SEC#: 801-19287

RIA

Registered Investment Advisory firm - (7/14/1983 Approved)

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Contact information

Main Address

1201 N Calvert St, Baltimore, MD 21202-3908

Mailing Address

Phone number

(410) 837-3234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCM 2025 ADV PART 2A_03.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 8,098,760,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walton D. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROWN CAPITAL MANAGEMENT, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

SELIGMAN SECURITIES, INC.

Primary Firm SEC Registration

BROWN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1993

Series 63

Date: 10/12/1992

Series 7

Date: 9/4/1992

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROWN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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